August 17, 2012

Securities and Exchange Commission v. James V Mazzo et al

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. January 26, 2021

    $300K SEC Disgorgement Should Stand Despite Liu Ruling

    A California federal judge Tuesday rejected a businessman's attempt to amend a settlement he reached with the U.S. Securities and Exchange Commission over insider trading allegations, ruling he must pay $300,000 despite a recent U.S. Supreme Court ruling altering the government's disgorgement powers.

1 other articles on this case. View all »

Parties

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.


  • Direct access to case information and documents.
  • All significant new filings across U.S. federal district courts, updated hourly on business days.
  • Full-text searches on all patent complaints in federal courts.
  • No-fee downloads of the complaints and so much more!

TRY LAW360 FREE FOR SEVEN DAYS

View the parties now

Already a subscriber? Click here to login