Securities and Exchange Commission v. Zhou et al

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Case Number:

1:15-cv-08796

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Thomas P. Griesa

Firms

Government Agencies

  1. November 23, 2015

    Ex-TPG Employee, Cousin Settle SEC Insider Trading Case

    A former employee of private equity firm TPG and his cousin have agreed to settle a U.S. Securities and Exchange Commission insider trading suit in New York federal court stemming from two health care industry acquisitions, according to Friday court documents.

  2. November 10, 2015

    Chinese Investors Traded Tips On PE Deals, SEC Says

    The U.S. Securities and Exchange Commission has filed an insider trading lawsuit accusing a Chinese investor of using tips from his cousin, a former TPG Capital LP associate and crowdfunding CEO, to trade shares of two health companies purchased in private equity deals.