April 07, 2015

Securities and Exchange Commission v. Pacific West Capital Group, Inc. et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. December 06, 2024

    Life Insurance Investments Aren't Securities, 9th Circ. Told

    Agents who sold interests in life insurance policies for Pacific West Capital Group — which struck a $64 million SEC deal to end investment fraud claims — urged the Ninth Circuit on Friday to reverse an order requiring them to pay back some of their commissions, saying the deals weren't investment contracts.

2 other articles on this case. View all »

Parties

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