August 13, 2021
Securities and Exchange Commission v. GPL Ventures LLC et al
Case Number:
1:21-cv-06814
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
View recent docket activity
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
Coverage
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April 27, 2023
Microcap Dealer Inks $39M Deal Over SEC 'Scalping' Claims
A pair of penny stock dealers and their firms have agreed to a $39.2 million resolution of U.S. Securities and Exchange Commission allegations they violated dealer registration rules and secretly funded the promotion of certain penny stock shares they were trading.
Parties
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