Emerson Equity, LLC v. Forge Underwriting Limited et al

  1. June 15, 2023

    Insurers Say No Coverage For Actions Over Investment Advice

    Several insurers asked a California federal court to reject a securities broker's bid for coverage of more than 40 arbitration actions from the Financial Industry Regulatory Authority alleging bad investment advice, citing a number of policy exclusions that may have been triggered by the claim.

  2. December 08, 2022

    Broker Says Mediation Not Required In Coverage Fight

    A California federal court should reject several insurers' bid to toss a securities broker's lawsuit seeking coverage for claims that it gave bad investment advice, the broker said, arguing that it was not required to mediate before launching its suit.

  3. October 26, 2022

    Insurers Say Bond Advice Coverage Fight Belongs In ADR

    A securities broker's lawsuit against several insurers for coverage of claims that it gave bad bond investment advice should be tossed, the insurers told a California federal court, saying the broker's policy requires that it participate in alternative dispute resolution first.