The Financial Conduct Authority questioned in a report on Thursday whether contracts for difference providers offer clients fair value under its consumer duty regime.
The Financial Conduct Authority questioned in a report on Thursday whether contracts for difference providers offer clients fair value under its consumer duty regime.
New York's financial services regulator has ordered Sweden's largest bank to pay a $33 million fine to resolve findings of past anti-money laundering deficiencies at its Baltic subsidiaries that allegedly exposed U.S. banks to heightened financial crimes risk.
An English appeals court denied a U.K. marketing company's liquidators permission on Thursday to challenge a ruling that a Caribbean bank and its former CEO had not dishonestly assisted a £415 million ($550 million) tax fraud.
Retail brokers are still failing to detect and report potential market abuse, raising the risk that suspicious trading will go unnoticed, the Financial Conduct Authority has said.
A former cybersecurity executive at Deloitte has won another discrimination claim against the Big Four firm after a tribunal upheld her complaint that its delay in providing her disability support was unjustified.
Germany's provision of a capital gains tax deferral only to companies with a German permanent establishment infringes on European Union rules concerning the free movement of capital, an adviser to the Court of Justice of the EU said Thursday.
Financial institutions should strengthen governance, risk management and human oversight to harness the benefits of artificial intelligence while controlling its risks, a global standards setter said Thursday.
The European Securities and Markets Authority warned in a report published Thursday of a gulf in enforcement across the European Economic Area, after national regulators imposed fines totaling almost €82 million ($92 million) during 2025.
EQT AB said Thursday that it has agreed to buy U.S. real estate investment manager Stockbridge for up to $550 million to expand its property sectors, investment products and client base in America.
Actuarial consultant Lewis & Ellis Inc. has said it has acquired specialized insurance consultant Alan Gray from insurer Premia Holdings Ltd. to expand beyond its traditional actuarial consulting business and become a broader insurance services platform.
