September 08, 2015

Securities and Exchange Commission v. Shapiro

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. May 25, 2021

    SEC Eyes Feds' Bid To Force Ex-Nomura Trader To Pay $1.2M

    The outcome of prosecutors' effort to force ex-Nomura trader Michael Gramins to pay $1.2 million for allegedly scheming to trick real estate bond buyers will impact how securities regulators seek to resolve their companion case, a Manhattan federal judge was told Tuesday.

8 other articles on this case. View all »

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