Internal Auditors Resolve SEC Insider Trading Suit

By John Petrick · May 9, 2019, 8:49 PM EDT

Two internal auditors agreed Thursday to pay a total of nearly $300,000 to resolve civil allegations by the U.S. Securities and Exchange Commission that they illicitly profited from insider information about...

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Documents

Case Information

Case Title

United States Securities and Exchange Commission v. Schuman et al

Case Number

Court

Tennessee Western

Nature of Suit

Securities/Commodities

Date Filed

May 09, 2019

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