2nd Circ. Backs Disgorgement For Tax-Dodging Broker

By Piper Hudspeth Blackburn · April 10, 2023, 9:44 PM EDT

The Second Circuit has declined to reverse a lower court's decision tossing a bid for relief from a disgorgement order from a former broker convicted of running an investment scheme that...

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Case Information

Case Title

United States Securities and E v. McGinn, Smith & Company, Incor

Case Number

22-746

Court

Appellate - 2nd Circuit

Nature of Suit

1850 STATUTES-Secur Comm Exchange

Date Filed

April 12, 2022