Deutsche Bank Securities Inc. v. Roskos

  1. June 05, 2017

    2nd Circ. Tosses Arbitration Bid In Deutsche Tax Shelter Suit

    The Second Circuit on Monday affirmed a ruling that said Deutsche Bank AG can escape a $15 million Financial Industry Regulatory Authority arbitration demand by six people whose loan-based tax shelters were rejected by the IRS, agreeing that FINRA arbitration rules aren't applicable.

  2. June 01, 2017

    2nd Circ. Skeptical Of Arbitration Bid In Deutsche Tax 'Scam'

    A group of investors trying to force Deutsche Bank Securities Inc. into FINRA arbitration over loan-based tax shelters that the IRS rejected was met Thursday with a fair bit of skepticism, if not hostility, getting branded as scammers while asking the Second Circuit to revive its case.