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PE Adviser To Pay $1.6M To Settle SEC Conflict Allegations

By Sarah Jarvis ( September 22, 2023, 6:46 PM EDT) -- A California-based private equity fund adviser that focuses on infrastructure investments agreed Friday to pay more than $1.6 million to settle claims from the U.S. Securities and Exchange Commission that it effectively carried out an undisclosed loan to a fund advised by an affiliated adviser, among other things....

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