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Adviser, Firm Owe SEC $425K For Mishandling Crypto Assets

By Sydney Price ( June 25, 2024, 9:51 PM EDT) -- A Florida federal judge on Tuesday approved approximately $425,000 in settlements in a suit by the U.S. Securities and Exchange Commission against an investment adviser and its owner, alleging they hid investment strategies and lost control of the firm's recordkeeping, preventing them from accessing crypto assets possibly worth $10 million....

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