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Commonwealth Financial Attacks SEC's 'Staggering' $93M Win

By Katryna Perera ( July 29, 2024, 5:19 PM EDT) -- Commonwealth Financial Network has asked the First Circuit to overturn what it called a "staggering" $93 million penalty it was ordered to pay to the U.S. Securities and Exchange Commission, arguing that its alleged failure to disclose conflicts of interest to investor clients was harmless....

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