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SEC Texting Sweep: Message Received, Guidance Needed

By Sarah Jarvis ( October 8, 2024, 9:58 PM EDT) -- After financial firms have paid billions of dollars in recordkeeping fines around employees' use of off-channel communications, recent criticism of the U.S. Securities and Exchange Commission's approach by its Republican members has drawn support from attorneys who worry the agency is pushing for an impossible standard of perfect compliance....

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