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9th Circ. Judge Unsure Oppenheimer Liable For Broker Ponzi

By Greg Lamm ( April 1, 2025, 8:46 PM EDT) -- A Ninth Circuit judge on Tuesday questioned if Oppenheimer & Co. Inc. was responsible for a Ponzi scheme orchestrated by one of its brokers as a side hustle, telling investors he was struggling to see how they were direct customers of the investment firm. . . .

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