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Expert Analysis

New SEC Guidance May Change How Investors, Cos. Talk

By J. T. Ho, Jonathan Povilonis and Adam Fleisher ( March 20, 2025, 3:48 PM EDT) -- On Feb. 11, U. S. Securities and Exchange Commission staff issued two updates to the Schedules 13D and G compliance and disclosure interpretations under Sections 13(d) and (g) of the Exchange Act. [1] The guidance revises the staff's views on activities that preclude a shareholder's eligibility to report on short-form Schedule 13G in certain circumstances. . . .

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