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SEC, CFTC Issue $118M Fines In Latest Text Message Actions

By Jon Hill ( September 24, 2024, 11:07 AM EDT) -- Federal regulators said Tuesday that the Canadian Imperial Bank of Commerce and nearly a dozen other financial firms have agreed to pay fines totaling nearly $120 million to settle recordkeeping violations tied to employee use of unapproved communication methods like text messages to conduct business....

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