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SEC To Collect $63M In Latest Recordkeeping Sweep

By Jessica Corso ( January 13, 2025, 5:32 PM EST) -- The U.S. Securities and Exchange Commission announced Monday that subsidiaries of Blackstone Inc. and Charles Schwab Corp. were among those swept up in the latest round of recordkeeping fines, promising to collect over $63 million from 12 firms whose employees are accused of discussing business through their personal devices....

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