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SEC Beats Stockbroker Challenge To BSA Enforcement

By Sarah Jarvis ( November 5, 2024, 9:29 PM EST) -- A Utah federal judge on Tuesday tossed Scottsdale Capital Advisors' lawsuit accusing the U.S. Securities and Exchange Commission of wrongfully enforcing the suspicious activity reporting regulations under the Bank Secrecy Act, finding the microcap broker-dealer didn't show that the underlying enforcement action is subject to judicial review....

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