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SEC, CFTC To Collect $474M In Latest Texting Probe Fines

By Katryna Perera (August 14, 2024, 11:21 PM EDT) -- The U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission on Wednesday announced settlements totaling nearly $474 million with several broker-dealers, investment advisers and other registered firms over failures to maintain and preserve text messages and other electronic communications as required under federal law....

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