Securities and Exchange Commission v. Dubuc

Track this case

Case Number:

1:17-cv-11180

Court:

Massachusetts

Nature of Suit:

Securities/Commodities

Judge:

Patti B. Saris

Government Agencies

  1. August 18, 2017

    Reluctant Judge Approves SEC No-Fault Settlement

    A Massachusetts federal judge signed off on a $5,600 settlement between the U.S. Securities and Exchange Commission and a woman accused of tipping off her parents about regulatory concerns involving a cancer drug after questioning both sides about the no-fault pact.

  2. June 27, 2017

    SEC Accuses 3 Of Illicit Ariad Trades

    Two former Ariad Pharmaceuticals Inc. employees and the husband of an employee were sued this week by securities regulators for allegedly trading and tipping on inside information about a cancer drug.