June 14, 2019

Securities and Exchange Commission v. Wagner et al

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Case Number:

1:19-cv-05570

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Katherine Polk Failla

Firms

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. June 14, 2019

    Investment Co. Execs Hit With Fraud Charges In NY And Mass.

    A Rhode Island man and his Boston investment company scammed 40 employees out of more than $10 million by forcing them to invest in the company and using the money to pay for operating expenses, Massachusetts' securities watchdog said Friday, as federal charges tied to the alleged scheme were unsealed in New York.

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