Johnson et al v. National Securities Corporation et al

Track this case

Case Number:

1:19-cv-06197

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Multi Party Litigation:

Derivative Litigation

Judge:

Laura Taylor Swain

Firms

Companies

Sectors & Industries:

  1. February 08, 2021

    National Securities Settles Former Exec's Whistleblower Suit

    National Securities Corp. has settled a proposed class action brought by a former executive who said the broker-dealer fired her for blowing the whistle on the CEO's alleged insider trading, according to a dismissal order filed in New York federal court Monday.

  2. March 19, 2020

    National Securities Wants To Nix Former Exec's 'Revenge' Suit

    National Securities Corp. is urging a New York federal judge to toss a suit brought by a former executive over her termination after blowing the whistle on the CEO for allegedly engaging in insider trading, arguing that the ex-chief compliance officer is simply a "disgruntled former employee" seeking "revenge."

  3. July 09, 2019

    Ex-CCO Says She Was Fired For Blowing Whistle On Boss

    A former chief compliance officer with the broker-dealer National Securities Corporation said the company CEO fired her after she uncovered and reported his insider trading, according to a suit filed Monday in New York federal court.