Securities and Exchange Commission v. Fauth

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Case overview

Case Number:

1:21-mc-00783

Court:

New York Southern

Nature of Suit:

Judge:

Lewis J. Liman

Firms

Government Agencies

  1. November 10, 2021

    Sen. Burr's In-Law Ordered To Testify In SEC Trading Probe

    A Manhattan federal judge Wednesday ordered National Mediation Board Chair Gerald Fauth to testify in the U.S. Securities and Exchange Commission's insider trading investigation into his brother-in-law, Sen. Richard Burr, R-N.C., rejecting Fauth's arguments that the stress of live questioning would harm his health.

  2. October 28, 2021

    SEC Says Sen. Burr's In-Law Won't Comply In Trading Probe

    National Mediation Board member Gerald Fauth is pushing back against a U.S. Securities and Exchange Commission subpoena related to an insider trading investigation into his brother-in-law, Sen. Richard Burr, R-N.C., according to newly unsealed court filings.