Securities and Exchange Commission v. Fauth

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Case overview

Case Number:

1:21-mc-00787

Court:

New York Southern

Nature of Suit:

Judge:

Andrew L. Carter, Jr

Firms

Government Agencies

  1. January 03, 2022

    New York Cases To Watch In 2022

    The coming year's highest-profile cases developing in New York courts include a foreign-lobbying probe of Rudy Giuliani, an "espionage lite" indictment targeting real estate billionaire and fellow Trump supporter Thomas Barrack, and possible criminal groping charges against former Gov. Andrew Cuomo.

  2. November 10, 2021

    Sen. Burr's In-Law Ordered To Testify In SEC Trading Probe

    A Manhattan federal judge Wednesday ordered National Mediation Board Chair Gerald Fauth to testify in the U.S. Securities and Exchange Commission's insider trading investigation into his brother-in-law, Sen. Richard Burr, R-N.C., rejecting Fauth's arguments that the stress of live questioning would harm his health.

  3. October 28, 2021

    SEC Says Sen. Burr's In-Law Won't Comply In Trading Probe

    National Mediation Board member Gerald Fauth is pushing back against a U.S. Securities and Exchange Commission subpoena related to an insider trading investigation into his brother-in-law, Sen. Richard Burr, R-N.C., according to newly unsealed court filings.