June 03, 2024

Securities and Exchange Commission v. Wong

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Case Number:

1:24-cv-04231

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

P. Kevin Castel

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. June 04, 2024

    Ex-Lumentum VP Traded On Merger Info, SEC Says

    The former vice president of product line management at Lumentum has been accused by the U.S. Securities and Exchange Commission of using nonpublic information about a pending merger to trade stock during his time with the laser products company.

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