Ex-CEO Accused Of Tipping Oriole Reaches $1.5M SEC Deal

By Jack Newsham · November 13, 2018, 7:05 PM EST

The former CEO of a medical optics firm accused of passing insider information to a former Baltimore Orioles player reached a $1.5 million deal with the U.S. Securities and Exchange Commission,...

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Documents

Proposed Order

Case Information

Case Title

Securities and Exchange Commission v. James V Mazzo et al

Case Number

Court

California Central

Nature of Suit

Securities/Commodities

Date Filed

August 17, 2012

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