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Expert Analysis

How Companies Are Approaching Insider Trading Policies

By Julia Lapitskaya, Ronald Mueller and Stella Kwak (September 11, 2024, 5:48 PM EDT) -- For fiscal years beginning on or after April 1, 2023, domestic public companies are required to disclose whether they have adopted insider trading policies and procedures governing the purchase, sale and other dispositions of their securities by their directors, officers and employees, or the companies themselves, and if so, to file those policies and procedures as an exhibit to their annual reports on Form 10-K.[1] ...

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