SEC Drops 4-Year-Old Claims Against Ex-Nomura Trader

By Reenat Sinay · November 5, 2019, 8:31 PM EST

The U.S. Securities and Exchange Commission agreed to drop securities fraud claims Tuesday against a former Nomura trader accused of lying to investors about the pricing of residential mortgage-backed securities, according...

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Case Information

Case Title

Securities and Exchange Commission v. Shapiro

Case Number

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

September 08, 2015

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