SEC Defends Fraud Claims Against Ex-Nomura Trader

By Cara Salvatore · November 29, 2017, 4:15 PM EST

The nation's securities watchdog asked a New York federal judge on Tuesday not to dismiss its civil fraud claims against a former Nomura trader acquitted earlier this year on related criminal...

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Documents

Opposition

Case Information

Case Title

Securities and Exchange Commission v. Shapiro

Case Number

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

September 08, 2015

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