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SEC's Uyeda Urges Review Of Federal-State Oversight Splits

By Sarah Jarvis ( April 8, 2025, 8:59 PM EDT) -- The acting chairman of the U.S. Securities and Exchange Commission on Tuesday called for a reevaluation of the threshold that divides federal and state oversight of investment advisers, saying he wants to better conserve SEC and taxpayer resources by focusing on the largest advisers....

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