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SEC Nabs $6.7M Over Fraud Scheme But Must Tweak Fines

By Emilie Ruscoe (July 10, 2024, 9:17 PM EDT) -- The U.S. Securities and Exchange Commission has secured a $6.7 million order against a retired attorney and a former broker accused of fraud tied to a purported energy company, but a Brooklyn federal judge has determined that the agency must recalculate the additional fines and other relief it wants imposed upon the two men....

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